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Head of Bank Regulatory Compliance
at Jack Kelly in New York, NY
International investment bank and banking company seeks a Head of Bank Regulatory Compliance
Position Purpose:
The Director of Bank Regulatory Compliance is a significant position within the Firm as it provides regulatory compliance advice and support to business units that transact bank business.
The position requires an experienced professional to lead and manage the facilitation and coordination of the bank regulatory compliance program.
Key Accountabilities:
• Lead the Bank Regulatory Compliance team and provide guidance to develop, implement and maintain effective compliance programs against applicable laws, regulations, and policies for the Firm.
• Manage a staff of approximately five employees.
• Prepare and coordinate regulatory examinations.
• Develop appropriate metrics for the bank regulatory compliance program and coordinate regular inputs for reporting of such metrics.
• Actively monitor regulatory developments and trends in the market.
• Provide compliance training to the Compliance team, and the firm.
• Lead compliance reviews of business units and products.
Job Requirements: (Knowledge/ Experience):
Required:
• Thorough knowledge of banking regulations, bank operations and procedures, accounting, risk management controls, automated systems, internal control objectives and practices, and audit concepts and techniques.
• Ability to identify, interpret and analyze current and emerging developments for new laws, regulations and our guidance and determine their impact and requirements;
• Work in a consultative manner with operational or other functional specialists to assimilate these laws, regulations and guidance into policy and procedure; and coordinate with local control officers, line management and audit to implement and monitor their execution and enforcement.
• Ability to interact with all levels of internal and external (affiliate) management in a consultative manner;
• Self-starter, with the ability to follow through on issues and bring them to resolution in a timely and reasonable manner. Must be "hands-on", resourceful, energetic and creative.
• Excellent interpersonal skills.
• Minimum of 8 years bank compliance experience; with a solid bank regulatory background.
Preferred:
• 8+ years relevant industry experience
• BA/BS in Accounting or Finance; JD in Bank Law
• 6+ years' experience in Compliance Risk Management
• Computer skills – knowledge of Microsoft Office applications (e.g., Excel, Word, Access Outlook, etc.)
Please email Jack Kelly at jkelly@ComplianceSearch.com
Position Purpose:
The Director of Bank Regulatory Compliance is a significant position within the Firm as it provides regulatory compliance advice and support to business units that transact bank business.
The position requires an experienced professional to lead and manage the facilitation and coordination of the bank regulatory compliance program.
Key Accountabilities:
• Lead the Bank Regulatory Compliance team and provide guidance to develop, implement and maintain effective compliance programs against applicable laws, regulations, and policies for the Firm.
• Manage a staff of approximately five employees.
• Prepare and coordinate regulatory examinations.
• Develop appropriate metrics for the bank regulatory compliance program and coordinate regular inputs for reporting of such metrics.
• Actively monitor regulatory developments and trends in the market.
• Provide compliance training to the Compliance team, and the firm.
• Lead compliance reviews of business units and products.
Job Requirements: (Knowledge/ Experience):
Required:
• Thorough knowledge of banking regulations, bank operations and procedures, accounting, risk management controls, automated systems, internal control objectives and practices, and audit concepts and techniques.
• Ability to identify, interpret and analyze current and emerging developments for new laws, regulations and our guidance and determine their impact and requirements;
• Work in a consultative manner with operational or other functional specialists to assimilate these laws, regulations and guidance into policy and procedure; and coordinate with local control officers, line management and audit to implement and monitor their execution and enforcement.
• Ability to interact with all levels of internal and external (affiliate) management in a consultative manner;
• Self-starter, with the ability to follow through on issues and bring them to resolution in a timely and reasonable manner. Must be "hands-on", resourceful, energetic and creative.
• Excellent interpersonal skills.
• Minimum of 8 years bank compliance experience; with a solid bank regulatory background.
Preferred:
• 8+ years relevant industry experience
• BA/BS in Accounting or Finance; JD in Bank Law
• 6+ years' experience in Compliance Risk Management
• Computer skills – knowledge of Microsoft Office applications (e.g., Excel, Word, Access Outlook, etc.)
Please email Jack Kelly at jkelly@ComplianceSearch.com
Published at 23-07-2010
Viewed: 26 times
Viewed: 26 times