This job ad has been posted over 40 days ago...
Bank, Mortgage & Lending Compliance – Investment Bank
at Compliance Search Group in New York, NY
The private banking division of an investment bank seeks an experienced Compliance professional to oversee mortgage originations, lending and banking activities.
Job responsibilities include:
Advise private bank staff to achieve compliance with all federal and state consumer banking (deposit and lending) regulations in day-to-day activities.
Review and maintain all private banking Compliance deposit and lending policies and procedures and assist the business in creating its own policies and procedures.
Provide guidance on the requirements for internal and external marketing materials
Conduct annual consumer banking regulatory compliance training for all private banking staff in federal consumer banking regulations
Liaise with all federal and state regulators
Advise Board of Directors of OCC nationally-chartered bank on all compliance matters
Coordinate and manage the Federal Reserve Bank of New York and New York State Department of Banking consumer compliance audit and OCC examinations of the deposit and lending departments
The person should be familiar with Federal lending regulations: ECOA, HMDA, TILA, RESPA, FCRA, FHA, Fair Lending, National Flood Insurance, UDAP, 23A and 23B, Anti-Tying, Regulation O and U - Margin Lending, and Federal deposit regulations D - Reserve Requirements, Electronic Funds Transfer, Funds Availability, Truth-in-Savings, and Safe Deposit Boxes and Escheatment.
Requirements:
Bachelor's degree required
5+ years of experience in a compliance function of a large financial services firm, specifically private banking, consumer banking or wealth management
Understanding of the mortgage lending business as it relates to high net worth individuals
Demonstrated knowledge of bank regulations and their application to compliance programs (e.g., via policies, procedures and training)
Excellent oral and written communication skills
Ability to project confidence and professional in all dealings with business personnel.
Please email resumes to Jack Kelly at jkelly@ComplianceSearch.com
Job responsibilities include:
Advise private bank staff to achieve compliance with all federal and state consumer banking (deposit and lending) regulations in day-to-day activities.
Review and maintain all private banking Compliance deposit and lending policies and procedures and assist the business in creating its own policies and procedures.
Provide guidance on the requirements for internal and external marketing materials
Conduct annual consumer banking regulatory compliance training for all private banking staff in federal consumer banking regulations
Liaise with all federal and state regulators
Advise Board of Directors of OCC nationally-chartered bank on all compliance matters
Coordinate and manage the Federal Reserve Bank of New York and New York State Department of Banking consumer compliance audit and OCC examinations of the deposit and lending departments
The person should be familiar with Federal lending regulations: ECOA, HMDA, TILA, RESPA, FCRA, FHA, Fair Lending, National Flood Insurance, UDAP, 23A and 23B, Anti-Tying, Regulation O and U - Margin Lending, and Federal deposit regulations D - Reserve Requirements, Electronic Funds Transfer, Funds Availability, Truth-in-Savings, and Safe Deposit Boxes and Escheatment.
Requirements:
Bachelor's degree required
5+ years of experience in a compliance function of a large financial services firm, specifically private banking, consumer banking or wealth management
Understanding of the mortgage lending business as it relates to high net worth individuals
Demonstrated knowledge of bank regulations and their application to compliance programs (e.g., via policies, procedures and training)
Excellent oral and written communication skills
Ability to project confidence and professional in all dealings with business personnel.
Please email resumes to Jack Kelly at jkelly@ComplianceSearch.com
Published at 06-07-2010
Viewed: 15 times
Viewed: 15 times