This job ad has been posted over 40 days ago...
Fixed Income Sales & Trading Sr. Compliance Officer
at Compliance Search Group in New York, NY
A Full Service Investment Banking Firm has an excellent opportunity for a Sr. Compliance Professional on their Fixed Income/DCM Sales & Trading Desk.
The position is located on the firm’s Institutional & Proprietary Sales & Trading Desk. This is a “real time” compliance advisory role, and responsibilities also include trade reporting, mark ups & mark downs, Rule 144a, assisting in Regulatory Examinations, etc. The products covered include bank debt and loans, investment grade debt, high-yield debt, treasuries, convertibles, distressed debt, preferred debt, mortgage and asset-backed securities, U.S. Treasury and government agency securities, structured products such as CLOs and CDOs, whole loans, and futures.
Please Contact:
Michael Tuller
212-997-3163 / mtuller@compliancesearch.com
The position is located on the firm’s Institutional & Proprietary Sales & Trading Desk. This is a “real time” compliance advisory role, and responsibilities also include trade reporting, mark ups & mark downs, Rule 144a, assisting in Regulatory Examinations, etc. The products covered include bank debt and loans, investment grade debt, high-yield debt, treasuries, convertibles, distressed debt, preferred debt, mortgage and asset-backed securities, U.S. Treasury and government agency securities, structured products such as CLOs and CDOs, whole loans, and futures.
Please Contact:
Michael Tuller
212-997-3163 / mtuller@compliancesearch.com
Published at 06-07-2010
Viewed: 14 times
Viewed: 14 times