This job ad has been posted over 40 days ago...
Prime Brokerage Services Compliance
at The Compliance Search Group in New York, NY
Top-tier global investment bank seeks a Prime Brokerage Compliance Officer.
Main Function
• Provide regulatory guidance and advice to Prime Services (prime brokerage, stock loan, repo, etc.) business and support areas
• Conduct research of rules, regulations relating to Prime services asset classes and business
• Liaise with other firm divisions on all issues that impact Prime Services
Main Duties
• Advisory
• Development and implementation of policies and procedures for all aspects of Prime Services
• Liaise with Regulatory Affairs or directly with Regulators
• Conduct training of Business
Person Requirements
• Location: New York, NY
• Full time
• Regular business hours
• Undergraduate degree required
• 4-5 years experience in financial services, clearing firm experience preferred
• Knowledge of clearing /prime brokerage/hedge funds
Please email resumes to Jack Kelly at jkelly@ComplianceSearch.com
Main Function
• Provide regulatory guidance and advice to Prime Services (prime brokerage, stock loan, repo, etc.) business and support areas
• Conduct research of rules, regulations relating to Prime services asset classes and business
• Liaise with other firm divisions on all issues that impact Prime Services
Main Duties
• Advisory
• Development and implementation of policies and procedures for all aspects of Prime Services
• Liaise with Regulatory Affairs or directly with Regulators
• Conduct training of Business
Person Requirements
• Location: New York, NY
• Full time
• Regular business hours
• Undergraduate degree required
• 4-5 years experience in financial services, clearing firm experience preferred
• Knowledge of clearing /prime brokerage/hedge funds
Please email resumes to Jack Kelly at jkelly@ComplianceSearch.com
Published at 21-06-2010
Viewed: 17 times
Viewed: 17 times