This job ad has been posted over 40 days ago...
Compliance Officer
at The Compliance Search Group in New York, NY
Description: Well respected bank seeks an individual to fill a Compliance Officer role. The Compliance Officer assists in developing and maintaining the compliance program to ensure compliance with regulatory requirements for registered investment companies in accordance with SEC Rule 38(a) – 1. He or she is expected to test the effectiveness of policies and procedures and perform due diligence of fund service providers.
For this specific role a candidate with 6+ years of mutual fund or related compliance experience is desired. Candidates are expected to possess a BA/BS degree, or an MBA degree, and must have a strong working knowledge of SEC investment advisor or investment company rules and regulations. Individuals seeking this role should have strong analytical abilities and communication skills, as well as the technical PC skills allowing them to interface effectively on systems issues.
To learn more about this position please contact Jack Kelly at jkelly@compliancesearch.com
Published at 21-06-2010
Viewed: 13 times
Viewed: 13 times