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CCO or Sr. Compliance Officer in Stamford/Greenwich, CT
at Compliance Search Group in Stamford/Greenwich, CT
CCO or Sr. Compliance Officer in Stamford/Greenwich, CT
A Top Tier independently owned investment advisor located in the Stamford/Greenwich, CT area has an excellent opportunity for an attorney to join the firm as either the Chief Compliance Officer or a Sr. Compliance Officer. The position reports to the General Counsel. The firm and its group of affiliated companies are committed to providing innovative, disciplined investment strategies. Established almost 20 years ago, (together with their independently managed affiliates), the firm manages over $6 billion for pension funds, labor unions, foundations, endowments, public funds, corporations and high net worth individuals.
They offer a variety of Fixed Income, Long Only Investment Grade Bond funds, (total fund) Risk Management and Special Opportunity strategies, that draw on both internal and affiliate specialties, such as High Yield, and Energy Infrastructure MLPs.
Responsibilities include:
Enhancing and developing policies and procedures; Code of Ethics; oversight of trading; testing and monitoring; guidelines & restrictions surveillance; training; regulatory liaison; interaction with senior level portfolio managers, traders and executives; mentoring junior staff and other projects.
Candidates must have a JD with a minimum of 5 plus years of relevant experience with a registered hedge fund, investment advisor or asset management entity.
To apply please submit your resume to Michael Tuller - MTuller@ComplianceSearch.com or you may give Michael a call directly to 212-997-3163 for more information.
A Top Tier independently owned investment advisor located in the Stamford/Greenwich, CT area has an excellent opportunity for an attorney to join the firm as either the Chief Compliance Officer or a Sr. Compliance Officer. The position reports to the General Counsel. The firm and its group of affiliated companies are committed to providing innovative, disciplined investment strategies. Established almost 20 years ago, (together with their independently managed affiliates), the firm manages over $6 billion for pension funds, labor unions, foundations, endowments, public funds, corporations and high net worth individuals.
They offer a variety of Fixed Income, Long Only Investment Grade Bond funds, (total fund) Risk Management and Special Opportunity strategies, that draw on both internal and affiliate specialties, such as High Yield, and Energy Infrastructure MLPs.
Responsibilities include:
Enhancing and developing policies and procedures; Code of Ethics; oversight of trading; testing and monitoring; guidelines & restrictions surveillance; training; regulatory liaison; interaction with senior level portfolio managers, traders and executives; mentoring junior staff and other projects.
Candidates must have a JD with a minimum of 5 plus years of relevant experience with a registered hedge fund, investment advisor or asset management entity.
To apply please submit your resume to Michael Tuller - MTuller@ComplianceSearch.com or you may give Michael a call directly to 212-997-3163 for more information.
Published at 18-05-2010
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Viewed: 58 times