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Credit Advisory Officer (Credit Trading/Emerging Markets) in New York
at Compliance Search Group in New York, NY
Credit Advisory Officer (Credit Trading/Emerging Markets) in New York
Overview:
Candidate will head the trading desk advisory compliance team in the US responsible for supporting the firm's Credit Trading and Emerging Marketing Trading (LatAm) Business Areas.
- Credit Trading is comprised of investment grade, high yield and distressed debt bond trading, credit derivatives trading, correlation trading, loan trading and other business areas creating and trading structured products.
-Emerging Markets Trading is a cross asset class platform covering all fixed income, currency and commodity products (cash and derivatives) including onshore, offshore and cross-border transactions throughout Latin America.
Responsibilities will include:
-Designing, implementing and managing the compliance program for the above Business Areas in a manner designed to meet regulatory requirements and industry best practices
-Identifying regulatory trends and developments advising business staff as to how this may impact their current activities, and working with supervisors to implement any required changes to current policy/practice
-Drafting and updating policies and procedures
-Managing 2 junior staff
-Participating in internal investigations, responding to regulatory inquiries, and coordinating internal and external audits and inspections
-Advising on creation and launch of new products, businesses, vehicles and structures
-Providing transaction-specific advice and guidance
-Interacting wtih regulatory agencies and exchanges
-Providing regulatory/compliance training as needed
Position Requirements:
-Bachelor's degree (legal degree a plus)
-10-15 years experience in providing legal or compliance support to credit trading, distressed products and/or emerging market business areas (candidates without significant experience in one or more of these areas will not be considered)
-Significant management experience
-Strong knowledge of applicable FINRA, MSRB, NYSE, and federal securities laws, rules and regulations
-Excellent oral and written communication skills
-Ability to make support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor enviroment
-Ability to project confidence and professionalism in all dealings with business personnel
-International experience (especially in Latin America) a plus
-Spanish or Portugese language skills a plus
-Regulatory experience a plus
To apply please submit your resume to Jack Kelly – Jkelly@compliancesearch.com
Overview:
Candidate will head the trading desk advisory compliance team in the US responsible for supporting the firm's Credit Trading and Emerging Marketing Trading (LatAm) Business Areas.
- Credit Trading is comprised of investment grade, high yield and distressed debt bond trading, credit derivatives trading, correlation trading, loan trading and other business areas creating and trading structured products.
-Emerging Markets Trading is a cross asset class platform covering all fixed income, currency and commodity products (cash and derivatives) including onshore, offshore and cross-border transactions throughout Latin America.
Responsibilities will include:
-Designing, implementing and managing the compliance program for the above Business Areas in a manner designed to meet regulatory requirements and industry best practices
-Identifying regulatory trends and developments advising business staff as to how this may impact their current activities, and working with supervisors to implement any required changes to current policy/practice
-Drafting and updating policies and procedures
-Managing 2 junior staff
-Participating in internal investigations, responding to regulatory inquiries, and coordinating internal and external audits and inspections
-Advising on creation and launch of new products, businesses, vehicles and structures
-Providing transaction-specific advice and guidance
-Interacting wtih regulatory agencies and exchanges
-Providing regulatory/compliance training as needed
Position Requirements:
-Bachelor's degree (legal degree a plus)
-10-15 years experience in providing legal or compliance support to credit trading, distressed products and/or emerging market business areas (candidates without significant experience in one or more of these areas will not be considered)
-Significant management experience
-Strong knowledge of applicable FINRA, MSRB, NYSE, and federal securities laws, rules and regulations
-Excellent oral and written communication skills
-Ability to make support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor enviroment
-Ability to project confidence and professionalism in all dealings with business personnel
-International experience (especially in Latin America) a plus
-Spanish or Portugese language skills a plus
-Regulatory experience a plus
To apply please submit your resume to Jack Kelly – Jkelly@compliancesearch.com
Published at 18-05-2010
Viewed: 16 times
Viewed: 16 times