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Surrveillance Analyst
at The Compliance Search Group in New York, NY
The investment banking division of a global financial firm seeks a surveillance analyst.
Responsibilities:
The Surveillance Analyst conducts surveillance and analysis of trading for compliance with NYSE trading rules. He or she monitors trading activity using reports and databases and analyzes/organizes data, identifying any trends in a timely manner. This role is also responsible for the review of policies and procedures to ensure compliance, and the individual in this position must recommend changes when appropriate. Finally, the Surveillance Analyst maintains accurate and complete compliance documentation relevant to their work.
Requirements
The ideal candidate will possess an undergraduate degree and will have at least two years experience working in a Compliance Department.
Please send resumes to Jack Kelly at jkelly@ComplianceSearch.com
The Compliance Search Group is the oldest, largest and most respected global search firm focused on the placement of Compliance, Legal, Risk Management, Audit, Credit, Accounting, Financial Controls and Regulatory professionals.
The Compliance Search Group offers:
• Recruiting
• Temporary to Long Term Consultants
• Job Board Postings
• Management Consulting
Jack Kelly | Managing Director | The Compliance Search Group
Direct: 212 997 3166 | Cell: 908 917 2429 I Email: jkelly@ComplianceSearch.com
1001 Avenue of the Americas 24th floor, New York, NY 10018
Website: www.ComplianceSearch.com and www.CompliancEX.com
Compliance | Legal | Regulatory | Accounting | Audit | Risk Management | Operational Risk I Counterparty Credit | Financial Controls
Responsibilities:
The Surveillance Analyst conducts surveillance and analysis of trading for compliance with NYSE trading rules. He or she monitors trading activity using reports and databases and analyzes/organizes data, identifying any trends in a timely manner. This role is also responsible for the review of policies and procedures to ensure compliance, and the individual in this position must recommend changes when appropriate. Finally, the Surveillance Analyst maintains accurate and complete compliance documentation relevant to their work.
Requirements
The ideal candidate will possess an undergraduate degree and will have at least two years experience working in a Compliance Department.
Please send resumes to Jack Kelly at jkelly@ComplianceSearch.com
The Compliance Search Group is the oldest, largest and most respected global search firm focused on the placement of Compliance, Legal, Risk Management, Audit, Credit, Accounting, Financial Controls and Regulatory professionals.
The Compliance Search Group offers:
• Recruiting
• Temporary to Long Term Consultants
• Job Board Postings
• Management Consulting
Jack Kelly | Managing Director | The Compliance Search Group
Direct: 212 997 3166 | Cell: 908 917 2429 I Email: jkelly@ComplianceSearch.com
1001 Avenue of the Americas 24th floor, New York, NY 10018
Website: www.ComplianceSearch.com and www.CompliancEX.com
Compliance | Legal | Regulatory | Accounting | Audit | Risk Management | Operational Risk I Counterparty Credit | Financial Controls
Published at 13-04-2010
Viewed: 27 times
Viewed: 27 times