This job ad has been posted over 40 days ago...
VP Commodities Compliance
at The Compliance Search Group in New York
Senior Commodity Compliance Officer covering the North America Commodities Group. This individual will be responsible for management and oversight of multiple Commodities Compliance functions. Responsibilities include working proactively with the relevant Commodities business and support groups to maintain, enhance and continue development of a robust compliance framework and program. The position requires extensive time on the trading floor and interaction with Commodities and support personnel.
Qualified candidates should have extensive product knowledge and familiarity with rules and regulations relevant to physical and derivative commodity products and should also have strong management and communications skills.
We are willing to expand our search to qualified candidates without specific experience in Compliance provided they have a background with commodity markets, laws and regulations. For example, we would not completely rule out a candidate who has equivalent legal, trading or operations experience with limited compliance experience.
1. Providing regulatory guidance and training.
2. Drafting, implementing and updating policies and procedures.
3. Enhancing and further developing the trade surveillance program for detecting possible violations of regulatory rules and Firm policies.
4. Coordinating responses to regulatory inquiries, examinations and investigations.
5. Assessing new product initiatives.
6. Assessing and overseeing the supervisory framework.
To apply please submit your resume to Michael Lane - MLane@ComplianceSearch.com
Qualified candidates should have extensive product knowledge and familiarity with rules and regulations relevant to physical and derivative commodity products and should also have strong management and communications skills.
We are willing to expand our search to qualified candidates without specific experience in Compliance provided they have a background with commodity markets, laws and regulations. For example, we would not completely rule out a candidate who has equivalent legal, trading or operations experience with limited compliance experience.
1. Providing regulatory guidance and training.
2. Drafting, implementing and updating policies and procedures.
3. Enhancing and further developing the trade surveillance program for detecting possible violations of regulatory rules and Firm policies.
4. Coordinating responses to regulatory inquiries, examinations and investigations.
5. Assessing new product initiatives.
6. Assessing and overseeing the supervisory framework.
To apply please submit your resume to Michael Lane - MLane@ComplianceSearch.com
Published at 23-03-2010
Viewed: 26 times
Viewed: 26 times