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Bank Regulatory Compliance Officer - Global Transaction Banking
at The Compliance Search Group in New York, NY
Our client, a top tier Global Bank, seeks a Bank Regulatory Compliance officer whose main focus will be on Global Transaction Banking (GTB).
Responsibilities
• Provide Compliance coverage for the growing GTB businesses, focusing on Trade Finance and Cash Management. Clients include corporations, financial institutions, government bodies and supranational agencies around the world.
• Follow regulatory changes that impact the bank regardless of business. Determine the impact and, as required, work with internal Compliance, control, operations and business groups to draft and implement appropriate compliance programs, policies, procedures, processes, forms, etc.
• Assist in the on-going maintenance of the bank regulatory compliance program
• Work closely with the business during compliance reviews, audits, and regulatory examinations.
• Assist the business with the resolution of audit, examination or other identified findings or weaknesses.
• Conduct formal regulatory risk assessments
• Provide on-going regulatory advice on permissible activities and on individual transactions
• Update existing or draft new Compliance policies
• Assist with revising business procedures
• Identify compliance training needs and conduct training
• Coordinate with and advise Compliance Monitoring Surveillance Investigations Team (internal compliance testing team) to ensure appropriate testing for compliance with laws, regulations, policies and procedures
• Review marketing materials
Position Requirements:
• Bachelor’s Degree
• 7- 10 years relevant work experience in the financial industry or in a bank regulatory agency
• Demonstrated knowledge of bank regulations and their application to a compliance program (e.g., via policies, procedures, training)
• The ability to read, understand and apply complex banking regulations to the business.
• Excellent oral and written communication and presentation skills
• The ability to project confidence, professionalism and respect in all dealings with business and other managers and staff
• Experience with prioritizing among conflicting tasks, and with managing multiple ongoing projects, assignments and tasks, all with a minimum of supervision
• Commitment to identifying compliance solutions that meet business needs while ensuring adherence to applicable laws, regulations, policies and procedures
To apply please submit your resume to Jack Kelly – Jkelly@Compliancesearch.com
Responsibilities
• Provide Compliance coverage for the growing GTB businesses, focusing on Trade Finance and Cash Management. Clients include corporations, financial institutions, government bodies and supranational agencies around the world.
• Follow regulatory changes that impact the bank regardless of business. Determine the impact and, as required, work with internal Compliance, control, operations and business groups to draft and implement appropriate compliance programs, policies, procedures, processes, forms, etc.
• Assist in the on-going maintenance of the bank regulatory compliance program
• Work closely with the business during compliance reviews, audits, and regulatory examinations.
• Assist the business with the resolution of audit, examination or other identified findings or weaknesses.
• Conduct formal regulatory risk assessments
• Provide on-going regulatory advice on permissible activities and on individual transactions
• Update existing or draft new Compliance policies
• Assist with revising business procedures
• Identify compliance training needs and conduct training
• Coordinate with and advise Compliance Monitoring Surveillance Investigations Team (internal compliance testing team) to ensure appropriate testing for compliance with laws, regulations, policies and procedures
• Review marketing materials
Position Requirements:
• Bachelor’s Degree
• 7- 10 years relevant work experience in the financial industry or in a bank regulatory agency
• Demonstrated knowledge of bank regulations and their application to a compliance program (e.g., via policies, procedures, training)
• The ability to read, understand and apply complex banking regulations to the business.
• Excellent oral and written communication and presentation skills
• The ability to project confidence, professionalism and respect in all dealings with business and other managers and staff
• Experience with prioritizing among conflicting tasks, and with managing multiple ongoing projects, assignments and tasks, all with a minimum of supervision
• Commitment to identifying compliance solutions that meet business needs while ensuring adherence to applicable laws, regulations, policies and procedures
To apply please submit your resume to Jack Kelly – Jkelly@Compliancesearch.com
Published at 11-03-2010
Viewed: 64 times
Viewed: 64 times