This job ad has been posted over 40 days ago...
Senior Compliance Officer Private Banking and Banking
at The Compliance Search Group in New York, NY
International Bank located in midtown Manhattan is seeking Head of Compliance for the New York Branches responsible for the implementation and management of the compliance program for all non-Private Banking lines of business in the Unites States.
Day to day responsibilities include but are not limited to:
- Manage Compliance Department, currently comprised of one Compliance Officer and one Compliance Associate in New York.
- Responsible for the day-to-day management of the Compliance Program for the New York Branches, which includes the BSA/AML and OFAC Compliance Programs. .
- Ensure conformity with regulations and compliance directives and policies (i.e. Bank Secrecy, Know your Customer, OFAC, state and federal banking regulations) and offer assistance with other regulatory requirements.
- Keep abreast of emerging legislation affecting Banking operations, interpret applicability to existing policies and procedures and communicate accordingly.
- Coordinate compliance portions of all examinations of the New York Branches; primary point of contact for all compliance-related matters
- Member of the Board of the Regulatory Compliance Committee, responsible for quarterly reports on all compliance matters and designated BSA and OFAC Compliance Officer for the New York Branches
- Administer compliance training of all employees.
- Perform other duties which fall within scope of responsibility.
Candidate must have at least five years experience in related Bank compliance and management. Knowledge of U.S. business and bank regulatory and compliance requirements, and lending and banking operations. Proficiency in BSA/AML/OFAC regulations required. Must be able to use various in-house software compliance monitoring systems. Proficient in MS office. BA in a related discipline
To apply please submit your resume to Jack Kelly - JKelly@ComplianceSearch.com
Day to day responsibilities include but are not limited to:
- Manage Compliance Department, currently comprised of one Compliance Officer and one Compliance Associate in New York.
- Responsible for the day-to-day management of the Compliance Program for the New York Branches, which includes the BSA/AML and OFAC Compliance Programs. .
- Ensure conformity with regulations and compliance directives and policies (i.e. Bank Secrecy, Know your Customer, OFAC, state and federal banking regulations) and offer assistance with other regulatory requirements.
- Keep abreast of emerging legislation affecting Banking operations, interpret applicability to existing policies and procedures and communicate accordingly.
- Coordinate compliance portions of all examinations of the New York Branches; primary point of contact for all compliance-related matters
- Member of the Board of the Regulatory Compliance Committee, responsible for quarterly reports on all compliance matters and designated BSA and OFAC Compliance Officer for the New York Branches
- Administer compliance training of all employees.
- Perform other duties which fall within scope of responsibility.
Candidate must have at least five years experience in related Bank compliance and management. Knowledge of U.S. business and bank regulatory and compliance requirements, and lending and banking operations. Proficiency in BSA/AML/OFAC regulations required. Must be able to use various in-house software compliance monitoring systems. Proficient in MS office. BA in a related discipline
To apply please submit your resume to Jack Kelly - JKelly@ComplianceSearch.com
Published at 05-03-2010
Viewed: 35 times
Viewed: 35 times