This job ad has been posted over 40 days ago...
Chief Compliance Officer Private Bank
at The Compliance Search Group in Miami, Florida
International Foreign Bank operating in the U.S. is seeking a Chief U.S. Compliance Officer to supervise, monitor and oversee the compliance activities for all banking and securities lines of business in the U.S, including Private Banking, Retail Banking, Corporate and Commercial Lending and Treasury. This position will be responsible for ensuring the implementation and oversight of a compliance management program and strategy that reduces risk, promotes operational efficiency and fosters high quality customer service in the Bank’s New York and Miami Branches. The position will be based in South Florida but will require occasional travel to the New York Branch and operations.
Day to day responsibilities include but are not limited to:
- Manage and train the Senior Compliance Officers of each branch.
- Keep management and various Board and management committee apprised as to issues affecting the Bank’s U.S. compliance activities.
- Oversee the monitoring and activities of the Bank’s anti-money laundering and anti-terrorist financing program and its compliance with the Bank Secrecy Act/USA Patriot Act. Additionally, oversight will include all aspects of the Bank’s compliance responsibilities in the U.S, including but not limited to, the Community Reinvestment Act, all federal and state banking department regulations and all laws and regulations relating to the Bank’s consumer, and commercial lending and deposit activities..
- Respond to requests and coordinate communications with the various regulatory agencies, customers, executive management and the Board of Directors.
- Serve as the senior contact with all regulatory examiners during compliance examinations of the U.S. Branches. Ensure compliance with and coordinate all communications regarding examinations and inquiries involving state and federal bank regulatory directives (NYSBD, Board of Governors of the Federal Reserve System and the FDIC) and internal and external auditors and counsel.
- Manage and coordinate effective follow-up processes for examination and audit exceptions.
- Develop and supervise the implementation of policies and procedures to ensure an outstanding compliance program.
- Prepare reports to the audit committee regarding the U.S. branches’ compliance program and compliance examination results.
- Review, analyze and disseminate to the appropriate units new and pending laws, regulations and regulatory changes that potentially affect U.S. activities.
The candidate must have a comprehensive understanding of State and Federal banking compliance regulations, consumer compliance lending and deposit regulations and bank policies.
Candidates must have a minimum of ten years experience with U.S. bank regulatory compliance with expertise in anti-money laundering management and compliance oversight; a strong background in the Bank Secrecy Act , Patriot Act, Consumer and Banking laws and regulations. Strong interpersonal and project management skills are a must. Spanish a plus.
To apply please submit your resume to Jack Kelly - Jkelly@ComplianceSearch.com
Day to day responsibilities include but are not limited to:
- Manage and train the Senior Compliance Officers of each branch.
- Keep management and various Board and management committee apprised as to issues affecting the Bank’s U.S. compliance activities.
- Oversee the monitoring and activities of the Bank’s anti-money laundering and anti-terrorist financing program and its compliance with the Bank Secrecy Act/USA Patriot Act. Additionally, oversight will include all aspects of the Bank’s compliance responsibilities in the U.S, including but not limited to, the Community Reinvestment Act, all federal and state banking department regulations and all laws and regulations relating to the Bank’s consumer, and commercial lending and deposit activities..
- Respond to requests and coordinate communications with the various regulatory agencies, customers, executive management and the Board of Directors.
- Serve as the senior contact with all regulatory examiners during compliance examinations of the U.S. Branches. Ensure compliance with and coordinate all communications regarding examinations and inquiries involving state and federal bank regulatory directives (NYSBD, Board of Governors of the Federal Reserve System and the FDIC) and internal and external auditors and counsel.
- Manage and coordinate effective follow-up processes for examination and audit exceptions.
- Develop and supervise the implementation of policies and procedures to ensure an outstanding compliance program.
- Prepare reports to the audit committee regarding the U.S. branches’ compliance program and compliance examination results.
- Review, analyze and disseminate to the appropriate units new and pending laws, regulations and regulatory changes that potentially affect U.S. activities.
The candidate must have a comprehensive understanding of State and Federal banking compliance regulations, consumer compliance lending and deposit regulations and bank policies.
Candidates must have a minimum of ten years experience with U.S. bank regulatory compliance with expertise in anti-money laundering management and compliance oversight; a strong background in the Bank Secrecy Act , Patriot Act, Consumer and Banking laws and regulations. Strong interpersonal and project management skills are a must. Spanish a plus.
To apply please submit your resume to Jack Kelly - Jkelly@ComplianceSearch.com
Published at 05-03-2010
Viewed: 84 times
Viewed: 84 times