This job ad has been posted over 40 days ago...
Bank Holding Compliance Officer - VP
at The Compliance Search Group in New York
Requirements
As a major contributor to a dynamic team, the Bank Holding Compliance Officer will directly advise senior management in effectively managing the safety and soundness issues faced by the
firm.
The Compliance Officer will ensure full compliance with Federal Reserve laws and regulations, internal policies and procedures and report discrepancies to Senior Compliance Management.
Principal Responsibilities:
Work with business and product areas to ensure that regulatory requirements are met for existing and proposed bank products/services;
Assist with compliance and risk management-related initiatives and emerging issues through all internal departments and across the global banking platform; and
Assist management in educating staff and establishing written guidance on appropriate implementation of laws, regulations, policies and other such documents such as compliance manuals, code of conduct and practice guidelines.
Oversight and integrity of the bank’s Internal Routines and Controls Testing including:
Effective implementation and continuous improvement of the internal routines and controls surveillance and testing functions; and
Current bank policies and procedures which accurately reflect updates in regulations and regulatory guidance.
Please email resumes to Jack Kelly – jkelly@ComplianceSearch.com
As a major contributor to a dynamic team, the Bank Holding Compliance Officer will directly advise senior management in effectively managing the safety and soundness issues faced by the
firm.
The Compliance Officer will ensure full compliance with Federal Reserve laws and regulations, internal policies and procedures and report discrepancies to Senior Compliance Management.
Principal Responsibilities:
Work with business and product areas to ensure that regulatory requirements are met for existing and proposed bank products/services;
Assist with compliance and risk management-related initiatives and emerging issues through all internal departments and across the global banking platform; and
Assist management in educating staff and establishing written guidance on appropriate implementation of laws, regulations, policies and other such documents such as compliance manuals, code of conduct and practice guidelines.
Oversight and integrity of the bank’s Internal Routines and Controls Testing including:
Effective implementation and continuous improvement of the internal routines and controls surveillance and testing functions; and
Current bank policies and procedures which accurately reflect updates in regulations and regulatory guidance.
Please email resumes to Jack Kelly – jkelly@ComplianceSearch.com
Published at 05-03-2010
Viewed: 26 times
Viewed: 26 times