This job ad has been posted over 40 days ago...
Capital Markets Compliance Officer – Prestigious Boutique Investment Bank
at The Compliance Search Group in New York, NY
Mid-sized high-end investment bank seeks a Compliance Officer to oversee institutional sales and trading.
The firm is predominantly focused on investment banking advice, M&A activities, divestitures, restructurings, and other corporate transactions.
The company is building an institutional sales and trading division.
The Compliance professional will be responsible for this new and growing group.
He/she will provide advice, guidance and surveillance of the sales and traders activities.
Candidates should have 5+ years of relevant experience at an investment bank or broker-dealer.
Please email resumes to Jack Kelly – jkelly@ComplianceSearch.com
The firm is predominantly focused on investment banking advice, M&A activities, divestitures, restructurings, and other corporate transactions.
The company is building an institutional sales and trading division.
The Compliance professional will be responsible for this new and growing group.
He/she will provide advice, guidance and surveillance of the sales and traders activities.
Candidates should have 5+ years of relevant experience at an investment bank or broker-dealer.
Please email resumes to Jack Kelly – jkelly@ComplianceSearch.com
Published at 05-03-2010
Viewed: 29 times
Viewed: 29 times