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Head of Bank Regulatory Compliance at Jack Kelly in New York, NY |
 23-07-2010 |
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Records Management, Investment Bank at Jack Kelly in New York, NY |
23-07-2010 |
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Senior Equities Compliance Officer at Jack Kelly in Connecticut |
23-07-2010 |
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Fixed Income Structured Products – Director/Executive Director at Jack Kelly in Connecticut |
23-07-2010 |
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Institutional Examiners, 2 Positions AVP and VP at Jack Kelly in Connecticut |
23-07-2010 |
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Anti-Money Laundering – Regulatory/Risk Mngmnt/Training at Compliance Search Group in New York, NY |
19-07-2010 |
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Institutional Equities S&T Compliance - Business Side at Compliance Search Group in New York, NY |
19-07-2010 |
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Control Room Research Compliance Officer at Michael Lane in New York, NY |
14-07-2010 |
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Institutional Sales and Trading Senior Compliance Officer at Michael Lane in New York, NY |
14-07-2010 |
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Regulatory Exams and Inquiries Compliance Officer at Michael Lane in New York, NY |
14-07-2010 |
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Private Bank Compliance Officer at Mike LAne in New York, NY |
14-07-2010 |
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Director of Research Compliance at MLane@ComplianceSearch.com in New York, NY |
14-07-2010 |
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High-Net-Worth Branch Compliance Officer – Investment Bank at Jack Kelly in New York, NY |
14-07-2010 |
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Head of Operational Risk Management – Investment Bank at Jack Kelly in New York, NY |
14-07-2010 |
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Advertising, Marketing Materials Compliance Review at Jack Kelly in Milwaukee, WI |
14-07-2010 |
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Compliance Manager at Jack Kelly in Harrisburg, PA |
14-07-2010 |
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Marketing Review Compliance Analyst at Compliance Search Group in New York, NY |
06-07-2010 |
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Equities Trading Desk Compliance – Investment Bank. Associate /Vice President at Compliance Search Group in New York, NY |
06-07-2010 |
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Chief Compliance Officer at Compliance Search Group in Washington, DC Metro Area |
06-07-2010 |
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Equities Trading Desk Compliance – Investment Bank. Associate /Vice President at Compliance Search Group in New York, NY |
06-07-2010 |
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www.compliancesearch.com at Compliance Search Group in Washington, DC Metro Area |
06-07-2010 |
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Equity Trading - Compliance in Milwaukee, WI at Compliance Search Group in Milwaukee, WI |
06-07-2010 |
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Energy Trading Compliance Officer at Compliance Search Group in Connecticut |
06-07-2010 |
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OFAC Anti-Money Laundering – VP at Compliance Search Group in Connecticut |
06-07-2010 |
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Anti-Money Laundering Testing, Monitoring and Examinations at Compliance Search Group in Connecticut |
06-07-2010 |
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Anti-Money Laundering Compliance Executive at Compliance Search Group in Connecticut |
06-07-2010 |
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Bank Holding Company Compliance at Compliance Search Group in New York, NY |
06-07-2010 |
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KYC Due Diligence Compliance Analyst at Compliance Search Group in Northern New Jersey |
06-07-2010 |
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Compliance Testing Analyst at Compliance Search Group in Northern New Jersey |
06-07-2010 |
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Bank, Mortgage & Lending Compliance – Investment Bank at Compliance Search Group in New York, NY |
06-07-2010 |
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Rating Agency Compliance Officer at Compliance Search Group , Anywhere |
06-07-2010 |
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Employee Trading, Registration, Outside Activities: Associate and Manager positions (2 Positions) at Compliance Search Group in New Jersey |
06-07-2010 |
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Surveillance Compliance Analytics Manager, VP at Compliance Search Group , Anywhere |
06-07-2010 |
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Advertising, Sales Literature and Marketing Compliance Review at Compliance Search Group in New York, NY |
06-07-2010 |
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Fixed Income Sales & Trading Sr. Compliance Officer at Compliance Search Group in New York, NY |
06-07-2010 |
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Bank Regulatory Attorney - Investment Bank at Compliance Search Group in New York, NY |
06-07-2010 |
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Contracts Paralegal at Compliance Search Group in Greater New York Area |
06-07-2010 |
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Banking Unit Business Unit Compliance Officer at The Compliance Search Group in NY, NJ or CT |
21-06-2010 |
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Senior M & A Tax Attorney at The Compliance Search Group in New York and San Francisco |
21-06-2010 |
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ERISA Attorney at The Compliance Search Group in New York, NY |
21-06-2010 |
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Tax Manager at The Compliance Search Group in New York, NY |
21-06-2010 |
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Fixed Income Compliance – Director Level at The Compliance Search Group in New York, NY |
21-06-2010 |
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Prime Brokerage Services Compliance at The Compliance Search Group in New York, NY |
21-06-2010 |
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VP- Compliance Surveillance and Technology Project Facilitator at The Compliance Search Group in New York, NY |
21-06-2010 |
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Compliance Officer at The Compliance Search Group in New York, NY |
21-06-2010 |
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VP Alternative Investment Compliance Officer at The Compliance Search Group in New York, NY |
21-06-2010 |
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Director- Equities Sales and Trading Compliance at www. compliancesearch.com in New York, NY |
21-06-2010 |
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Risk Monitoring - Private Bank at The Compliance Search Group in NY, NY |
21-06-2010 |
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Credit Derivatives - OTC Clearing Compliance VP at The Compliance Search Group in New York, NY |
21-06-2010 |
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Senior Fixed Income Compliance Officer at The Compliance Search Group in New York, NY |
21-06-2010 |
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Director Marketing Review Compliance at The Compliance Search Group in Central New Jersey |
21-06-2010 |
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Senior Fund Paralegal at The Compliance Search Group in New York, NY |
21-06-2010 |
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Equities Trading Desk Compliance – Investment Bank. Associate /Vice President at The Compliance Search Group in New York, NY |
21-06-2010 |
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Equity Trading - Compliance in Milwaukee, WI at The Compliance Search Group in Milwaukee, WI |
21-06-2010 |
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OFAC Anti-Money Laundering – VP at The Compliance Search Group, Anywhere |
21-06-2010 |
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Anti-Money Laundering Compliance Executive at The Compliance Search Group in Connecticut |
21-06-2010 |
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The Compliance Search Group at The Compliance Search Group in New York, NY |
21-06-2010 |
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Compliance Analyst– Control Room at The Compliance Search Group in New York, NY |
21-06-2010 |
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KYC Due Diligence Compliance Analyst at The Compliance Search Group in Northern New Jersey |
21-06-2010 |
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Compliance Testing Analyst at The Compliance Search Group in Northern New Jersey |
21-06-2010 |
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CCO or Sr. Compliance Officer in Stamford/Greenwich, CT at Compliance Search Group in Stamford/Greenwich, CT |
18-05-2010 |
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Hedge Fund Compliance - Management Consulting Firm, New Jersey at Compliance Search Group in NJ, MA, TX, FL, DC, VA, IL and other cities |
18-05-2010 |
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Private Banking Branch Compliance Officer in Greenwich, Connecticut at Compliance Search Group, Anywhere |
18-05-2010 |
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Institutional Options Compliance VP at Compliance Search Group in New York/New Jersey |
18-05-2010 |
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Institutional Equity and Derivatives Surveillance Compliance in New York at Compliance Search Group in New York, NY |
18-05-2010 |
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Regulatory Liaison in New York at Compliance Search Group in New York, NY |
18-05-2010 |
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Credit Advisory Officer (Credit Trading/Emerging Markets) in New York at Compliance Search Group in New York, NY |
18-05-2010 |
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Senior M & A Tax Attorney - New York and San Francisco at Compliance Search Group in New York and San Francisco |
18-05-2010 |
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ERISA Attorney in New York at Compliance Search Group in New York, NY |
18-05-2010 |
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Tax Manager - Cosourcing Tax Services at Compliance Search Group in New York, NY |
18-05-2010 |
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Fixed Income Compliance – Director Level at Compliance Search Group in New York, NY |
18-05-2010 |
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VP- Compliance Surveillance and Technology Project Facilitator at Compliance Search Group in New York, NY |
18-05-2010 |
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Sr. Compliance Analyst – Investment Advisory at Compliance Search Group in New York, NY |
10-05-2010 |
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Monitor Client Portfolios regarding Investment Guidelines & Restrictions at Compliance Search Group in New York, NY |
10-05-2010 |
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Institutional Sales and Trading Compliance Officer at Compliance Search Group in New York, NY |
10-05-2010 |
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Vice President Global Capital Markets, Origination and Syndicate Compliance at Compliance Search Group in New York, NY |
10-05-2010 |
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Investment Advisory, Conflicts of Interest, Corporate Finance Compliance – AVP at Compliance Search Group, Anywhere |
10-05-2010 |
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Fixed Income Compliance/Regulatory Attorney at Compliance Search Group in New York, NY |
10-05-2010 |
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Municipal Bonds Compliance Officer – Investment Bank at Compliance Search Group in New York, NY |
10-05-2010 |
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AVP - SOX/Operational Risk - Investment Bank at Compliance Search Group in New York, NY |
10-05-2010 |
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Chief Compliance Officer at Compliance Search Group in East Coast |
10-05-2010 |
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Compliance Capital Modeler Operational Risk VP at Compliance Search Group in New York, NY |
10-05-2010 |
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Governance Manager VP at Compliance Search Group in New York, NY |
10-05-2010 |
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Operational Risk Management Compliance VP at Compliance Search Group in New York, NY |
10-05-2010 |
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Investment Bank - Corporate Secretary – Legal Department at Compliance Search Group in New York, NY |
10-05-2010 |
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Guidelines Monitoring and Surveillance – Asset Management Compliance at Compliance Search Group in London, UK |
10-05-2010 |
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Hedge Fund Chief Compliance Officer at Compliance Search Group in Southern Connecticut |
10-05-2010 |
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Financial Crimes – Anti-Money Laundering at Compliance Search Group in New York, NY |
10-05-2010 |
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Equities Supervisory /Compliance Analyst at Compliance Search Group in Connecticut |
10-05-2010 |
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Asset Backed Securities - Fixed Income Compliance – VP at Compliance Search Group in New York, NY |
10-05-2010 |
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Control Room Associate at Compliance Search Group in New York, NY |
10-05-2010 |
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Chief Compliance Officer – Investment Management/Mutual Funds at Compliance Search Group in Southern Florida |
10-05-2010 |
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Deputy Chief Compliance Officer – Hedge Fund at Compliance Search Group in Connecticut |
10-05-2010 |
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Banking Compliance Officer/Manager VP/Director Level – Investment Bank at Compliance Search Group in New York, NY |
10-05-2010 |
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Control Room & Compliance Associate positions – Investment Bank at Compliance Search Group in New York, NY |
10-05-2010 |
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3 Anti-Money Laundering Compliance Positions at Compliance Search Group in New York, NY |
10-05-2010 |
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Institutional Options Compliance VP at Compliance Search Group in New York/New Jersey |
10-05-2010 |
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Private Banking Branch Compliance Officer at Compliance Search Group in Greenwich, CT |
10-05-2010 |
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Hedge Fund Compliance - Management Consulting Firm at Compliance Search Group in Multiple Locations - NJ, MA, TX, FL, DC, VA, IL |
10-05-2010 |
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Regulatory Liaison at Compliance Search Group in New York, NY |
10-05-2010 |
